Atomic
Chief Compliance Officer
Atomic is a place for anyone with an entrepreneurial spirit to build, launch, and scale products and companies solving painful problems in huge markets. As an early employee and part of our Fintech startup's core team, you will be a critical part of our company’s direction and future. You will be building the bones of our company and making decisions that will control the trajectory of the company. We will invest in your development and do everything we can to make sure this is and will always be one of your best professional experiences. We believe this will be a career-defining choice.
Still in stealth mode, our company is funded and supported by the resources of Atomic, the venture studio behind Hims & Hers, Homebound, Bungalow, and many others.
We are on the hunt for an incredible Chief Compliance Officer who knows what it takes to design, implement, and manage a scalable and best-in-class compliance function suitable for a fast-growing, dynamic firm with complex operations.
How we work
Our number one priority is to enable our team mates to do their best work. When we focus on this, all other parts of the company take care of themselves. We believe people do their best work when they have autonomy, mastery, camaraderie and purpose. To achieve this, we look for and encourage the qualities and behaviors listed below.
What You'll Do
- Provide leadership for building ongoing compliance review processes and filings for a Registered Investment Advisor
- Design the compliance framework and operations for an Investment Management platform across front, middle and back offices
- Manage and coordinating all relevant regulatory filings and examinations
- Ensure compliance with United States and Blue Sky laws
- Provide oversight and direction of external business partners, specifically external outside counsel, third party compliance services, software vendors, and placement agent
What You Have
- 5+ years of relevant compliance experience
- College degree required
- Rule 206(4)-7 states, “An [investment] adviser’s chief compliance officer should be competent and knowledgeable regarding the [Investment] Advisers Act and should be empowered with full responsibility and authority to develop and enforce appropriate policies and procedures for the firm. Extensive experience in Investment Management & managed portfolios compliance function.
- Demonstrated expertise in RIA AUM/Managed portfolio compliance, diligence, front, middle, back-offices, and accounting
- Act as our appointed SEC regulatory liaison, managing regulatory audits and exams
- Develops an overall strategic vision for the compliance functional areas of RIA which effectively manages and mitigates risk, establishes proper controls, supports business initiatives and protects the company from legal and regulatory risk
- Executes on strategic & consistent approaches to compliance reviews, issues and/or concerns to minimize the enterprise’s exposure
- Proactively collaborates with other departments as needed to ensure compliance issues are addressed, investigated, resolved
- Works with HR to develop an effective compliance training program, including appropriate introductory training for new employees as well as ongoing training for all employees and managers
- Consult with Sales & Marketing, Operations and other departments on compliance, supervision, management, and complaint issues
As an early employee, you will be a critical part of our core team and have a huge influence over the direction of the company. We will compensate you well, invest deeply in your development, and do everything we can to make sure this is the single best work experience of your life.
If you think you might be a good fit for our team, we’d love to hear from you.
We are focused on building a diverse and inclusive workforce. If you’re excited about this role, but do not meet 100% of the qualifications listed above, we encourage you to apply.
Atomic is an Equal Opportunity Employer and considers applicants for employment without regard to race, color, religion, sex, orientation, national origin, age, disability, genetics or any other basis forbidden under federal, state, or local law. Atomic considers all qualified applicants in accordance with the San Francisco Fair Chance Ordinance.
Please review our CCPA policies here.
This role can be performed remotely anywhere in the United States with the exception of Colorado.
Atomic is a venture studio and fund that accelerates the creation of high-growth companies across diverse industries, offering co-founders a collaborative environment with a team of specialists. Known as the 'Pixar of Silicon Valley,' Atomic is headqua...
- Founded
- Founded 2012
- Employees
- 500+ employees
- Industry
- Media
Chief Compliance Officer